Assistant Manager, Regulatory Compliance

• Review and monitoring of the changes or adoption of new laws and regulations applicable to banks and financial institutions, and update Management.
• Perform annual compliance testing and ensure conduct compliance checklist properly completed by relevant department.
• Assist to ensure the implementation of NBC’s recommendation from on-site inspection and prepare progression report.
• Review and Monitoring on the prudential regulation by NBC requirement.
• Prepare training material and sharing communicate message/awareness related to compliancy matter and whistle blowing.
• Assist on preparation on the internal control report.
• Assist on review and prepare letter and matter related to liaise with regulator and other government authorities’ request.
• Oversee and follow up on the regulatory report submission.
• Prepare the regulatory report and other report under regulatory function to head and to management (eg. Accident Prevention Report, etc.,.).
• Assist on review guideline, instruction, manual and policy to comply with the law and Prakas of all bank bylaws.
• Assist to draft, review, and update compliance policy, internal control policy, compliance checklist and framework, compliance risk assessment, and other policies of Compliance Division.
• Participant in reporting testing and other project testing if required.
• Assess and identify the loophole in the process for improvement
• Training and sharing colleagues to promote compliance culture.
• Support and Assist other teammate and other assign task from reporting line.

• Degree in law, finance or related field from a reputable institution.
• At least 1 years in a related field
• Good interpersonal, communication and persuasive skills.
• Good in written and spoken English.
• Understanding of regulatory reporting requirements.
• Understanding of research methods and compliance analysis.
• Knowledge of concepts, products, practices and compliance techniques for the financial services industry.

We offer competitive remuneration package and opportunity for career and personal development.

Apply: job@wooribank.com.kh

Phone: 087 666 870

Head Office Address: Building #398, Preah Monivong Blvd, Sangkat Boeung Keng Kang I, Boeung Keng Kang, Phnom Penh.